Projections of a $70 trillion to $100 trillion generational transfer are "incomplete" because they treat boomers' wealth as static, consultant Rowland Hanle ...

A 15-year SEC veteran breaks down what's actually changed — and what it means for advisors, BDs and defense practitioners.

Helping clients maximize their philanthropic efforts is an impactful way to build meaningful, lasting relationships.

He and his wife are seeking several million dollars in a lawsuit, alleging professional negligence and financial elder abuse.

Schwab doesn't go out and try to win wealth clients like RIAs do, the CEO says. The clients have been with Schwab as DIYers for years, he says. Wurster expe ...

Dynasty disputes Merrill's contention it agreed to arbitration.

U.S. sales of individual life insurance increased to $3.2 billion in the fourth quarter of 2025, up 3.3% from the total for the fourth quarter of 2024, according to new issuer survey data from Wink.

ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to gui ...

Legislators want answers from the agency's commissioner about troubling staff reassignments and ongoing customer service issues.

The Philanthropy 50 counted gifts by donors' family foundations and donor-advised funds but excluded disbursements from them.

Fidelity has agreed to pay $2.5 million to settle a class action lawsuit over a 2024 data breach. A U.S. district judge in ...

The Securities and Exchange Commission's plan to modernize its definition of a small business by increasing the AUM thresholds under which investment advisors are deemed small entities would result in ...