On the same panel, Keith Cassidy, acting director of the SEC’s examinations division, said use of AI technology among SEC registrants is on the rise. “If firms want to leverage new ...

Securities and Exchange Commission (SEC) has announced the creation of the Cyber and Emerging Technologies Unit (CETU), a specialized task force aimed at cracking down on cyber-related misconduct ...

They think for us, too. I turned to artificial intelligence to see if it could hatch a better idea than the 4+4+2+2+1+1 playoff bracket model the SEC and Big Ten reportedly are considering for ...

Building on the momentum from the SEC’s recent “shadow trading” case, we expect increased regulatory scrutiny and potential legislative shifts with respect to insider duties. [4] The case ...

By leveraging AI, investment compliance operations can streamline SEC reporting processes, enhance compliance, and mitigate regulatory risks more effectively.

The U.S. Securities and Exchange Commission (SEC) announced the formation of a new ... investigating fraudulent activities involving AI and machine learning, as well as blockchain technology ...