Add Yahoo as a preferred source to see more of our stories on Google. Attorney for Harvey Weinstein says his client's fight is not over after a judge declares mistrial on remaining rape charge as jury ...

March 11 (Reuters) - An unnamed client of law firm Covington & Burling has dropped its challenge to a subpoena from the U.S. Securities and Exchange Commission, ending a closely-watched fight over law ...

Brokers and other financial industry groups are fighting an attempt by the SEC and Finra to require the delivery of account statements to clients even when they request they be sent only to third ...

The Securities and Exchange Commission is requiring that many financial advisors be ready to take action if they see their clients may be threatened by identity theft. The new rules apply to financial ...

The Internal Revenue Service and its Security Summit partners are renewing warnings to tax professionals about new and evolving schemes aimed at stealing business and taxpayer information. Tax pros ...

The law firm rejected the SEC's suggestion of a protective order to protect client names. Now all eyes will be on a judge's upcoming order in the case. The U.S. Securities and Exchange Commission and ...